Webcast overview
The financial services industry was already experiencing dramatic transformation, challenging both regulators and traditional financial services firms to keep pace. Coupled with a COVID-19 environment, financial services companies are even more challenged to find the best allocation of their investments and resources especially with regard to setting their regulatory agenda. Knowing where to adjust can make the difference in reducing regulatory risk in a cost efficient manner.
To help, KPMG LLP is holding this webinar to share its view of the evolving Regulatory Challenges that Foreign Banking Organizations face based on the new normal, our current and/or recent engagements, and the responses that have helped our clients mitigate regulatory and operational impact.
During this webinar KPMG professionals, with a variety of experiences working with FBOs, will discuss how to identify and mitigate regulatory risk in some key areas. Attendees should gain knowledge of the potential areas of regulatory scrutiny and be able to identify key gaps in their own compliance programs.
By the end of the hour, participants should be able to:
- Understand key areas of regulatory scrutiny and the common findings associated with such scrutiny
- Develop a set of criteria to evaluate existing compliance programs and determine their current effectiveness during COVID-19
- Identify potential areas of regulatory scrutiny in their own organizations
Webcast Slide Deck here
Featured speakers
Kenneth Albertazzi
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Partner, Financial Services Industry Lead, Operations & Compliance Risk, KPMG US
Michael Scarpa
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Managing Director, Advisory FS Regulatory & Compliance Risk, KPMG US
