Top 2020 Regulatory Challenges for Foreign Banking Organizations
Top 2020 Regulatory Challenges for Foreign Banking Organizations
WEBCAST

Top 2020 Regulatory Challenges for Foreign Banking Organizations

Webcast overview:

The financial services industry is experiencing dramatic transformation, challenging both regulators and traditional financial services firms to keep pace. Financial services companies are challenged to find the best allocation of their investments and resources especially with regard to setting their regulatory agenda. Knowing where to begin can make the difference in reducing regulatory risk in a cost efficient manner.

To help, KPMG LLP is holding this webinar to share its view of the Top 2020 Regulatory Challenges that Foreign Organizations face based on our recent engagements and the responses that helped these institutions mitigate regulatory and operational impact.

During this webinar KPMG professionals, with a variety of experiences working with FBOs, will discuss how to identify and mitigate regulatory risk in eleven key areas. Learners should gain knowledge of the potential areas of regulatory scrutiny and be able to identify key gaps in their own compliance programs.

By the end of the hour, participants should be able to:

  • Understand eleven key areas of regulatory scrutiny and the common findings associated with such scrutiny
  • Develop a set of criteria to evaluate existing compliance programs and determine their current effectiveness
  • Identify potential areas of regulatory scrutiny in their own organizations

Speakers:

Kenneth Albertazzi

Kenneth Albertazzi

Partner, Operations & Compliance Risk, KPMG US

Michael Scarpa

Michael Scarpa

Director, Advisory FS Regulatory & Compliance Risk, KPMG US

Andrew Devlin

Andrew Devlin

Manager, Advisory FS Regulatory & Compliance Risk, KPMG US

Hugh Walsh

Hugh Walsh

Manager, Advisory FS Regulatory & Compliance Risk, KPMG US

Amy Masters

Amy Masters

Director, Advisory FS Regulatory & Compliance Risk, KPMG US

John Caruso

John Caruso

Principal, Forensic, KPMG US