PODCAST

2021 SEC Division of Examinations priorities

2020 was a busy year for the division. Here’s what to expect in 2021.

Sean McKee

Sean McKee

Partner, Audit, KPMG US

+1 609-947-2529

Matt Giordano

Matt Giordano

Partner, Audit, KPMG US

+1 617-988-6327

Podcast overview

Listen to our newest episode of Talking Asset Management with KPMG for a review of the 2020 SEC Division of Examinations (previously called the Office of Compliance Inspections and Examinations) findings and a summary of the division’s areas of focus for 2021, potentially including climate, ESG, and emerging risks.

*Earlier episodes of Talking Asset Management were produced for the KPMG Investment Management Perspectives podcast series

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