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2021 SEC Division of Examinations priorities

05.03.2021 | Duration: 15:12

2020 was a busy year for the division. Here’s what to expect in 2021.

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Podcast overview

Listen to our newest episode of Talking Asset Management with KPMG for a review of the 2020 SEC Division of Examinations (previously called the Office of Compliance Inspections and Examinations) findings and a summary of the division’s areas of focus for 2021, potentially including climate, ESG, and emerging risks.

*Earlier episodes of Talking Asset Management were produced for the KPMG Investment Management Perspectives podcast series

Meet our podcast team

Image of Sean McKee
Sean McKee
National Practice Leader - Public Investment Managment, KPMG US
Image of Matt Giordano
Matt Giordano
Deputy Lead Partner - Public Investment Management, KPMG US

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