PODCAST

2022 SEC Division of Examinations priorities

For asset managers, there are five main areas to pay attention to.

Podcast overview

In this episode of Talking Asset Management with KPMG, Matt Giordano, deputy practice leader for the KPMG Public Investment Management practice, and Sean McKee, national leader for the KPMG Public Investment Management practice, talk about the new U.S. Securities and Exchange Commission’s (SEC) 2022 examination priorities and the five focus areas to pay attention to:

  1. Private Funds
  2. Environmental, Social and Governance (ESG) Investing
  3. Standard of Conduct
  4. Information Security and Operational Resilience
  5. Emerging Technologies and Crypto Assets

Speakers

Matt Giordano

Matt Giordano

Partner, Audit, KPMG US

Sean McKee

Sean McKee

Partner, Audit, KPMG US