Washington Report 360 | January 6, 2023

Weekly collection of regulatory activity in Washington D.C.

 

Financial services regulatory news
SEC
  • Statement on Regulatory Agenda
  • Enforcement actions against a company and four individuals for alleged involvement in fraudulent Crypto investment scheme
CFTC
  • No-Action Letter on investments of customer funds in securities benchmarked to SOFR extended
Interagency
  • FRB and FDIC annual asset-size thresholds under CRA regulations
  • FRB, FDIC, OCC joint statement on crypto-asset risks to banking organizations
  • FRB, FDIC, OCC extended a joint no-action statement on certain investment funds and their portfolio investments for purposes of Regulation O
FRB
OCC
FDIC
  • Martin Gruenberg sworn in to serve a five-year term as chairman
CFPB
Treasury
  • FinCen report on Financial Trends in BSA data related to Russian oligarch financial activity
  • OFR data collection proposal for repo transactions
NY DFS
  • Proposed guidance on management of risks from climate change
  • Enforcement action against cryptocurrency exchange for AML violations
FTC
FSB
BIS


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Amy S. Matsuo

Amy S. Matsuo

Regulatory and ESG Insights Leader, KPMG US

+1 919-664-7100