Washington Report 360 | September 23, 2022

Crypto and digital asset risks. SEC Risk Alert. Bank oversight testimony.

Key Highlights

  • Crypto and digital asset risks. Treasury issued a request for comment on illicit finance and national security risks posed by digital assets and the ongoing efforts to mitigate those risks.   (See KPMG Regulatory Alert, here)
  • SEC Risk Alert.  SEC Examinations Risk Alert outlined areas of focus in upcoming initiatives and examinations on compliance with the Investment Adviser Marketing Rule (compliance date of November 4. 2022).
  • Bank oversight testimony. House and Senate committees heard testimony from seven large banking organizations; key topics included climate stress/scenario analysis, capital reforms, peer-to-peer payments, investments/operations in China and Russia, and inflation. 
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Amy S. Matsuo

Amy S. Matsuo

Regulatory and ESG Insights Leader, KPMG US

+1 919-664-7100