Washington Report 360 | January 7, 2022

SEC proposed insider trading and money market fund management and liquidity rules; Decline in complaints handling/resolution processes.

Amy S. Matsuo

Amy S. Matsuo

Regulatory and ESG Insights Leader, KPMG US

+1 919-664-7100

Key Highlights

  • Insider trading. SEC proposed amendments to rules governing insider trading and share repurchase disclosure. See KPMG Regulatory Alert
  • Resilience: SEC proposed rules to money market fund management and liquidity rules intended to improve resilience and transparency. See KPMG Regulatory Alert
  • Complaints: CFPB noted a decline in the largest consumer reporting companies’ complaints handling and resolution processes, citing fewer meaningful, substantive responses and relief.

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