As SEC Chair Gensler has previously indicated, the SEC is considering several rule changes to strengthen the “cyber hygiene” of SEC registrants. These current proposals, focused on SEC-registered investment advisers and funds, seek to improve business practices around cybersecurity and cyber risks, specifically maintaining the security of data, IT systems, and networks, promoting resiliency and incident response, and addressing the timeliness and materiality of cybersecurity incident notifications and disclosures. Registered investment advisers, investment companies, and investment funds should consider how these proposals will impact their current operations and risk management strategies, as well as reporting and disclosures activities.
Cybersecurity: SEC Proposal for Adviser/Fund Risk Management
Proposed cybersecurity risk management rules promoting cyber preparedness and resilience for registered advisers and funds
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Cybersecurity: SEC Proposal for Adviser/Fund Risk Management
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Amy S. Matsuo
Principal, U.S. Regulatory Insights & Compliance Transformation Lead, KPMG LLP