With 2023 planning well underway, we recap November’s key regulatory activity. This continued high regulatory pace—despite the concurrent election cycle and jurisdictional authority court challenges—includes such areas as:
- Attention to crypto and digital asset regulatory “guardrails”
- New proposed third-party oversight requirements for investment advisers
- Regulatory speeches and report on the focus and levels of regulatory enforcement
For these and other notable regulatory activities last month, see KPMG Regulatory Insights’ Q4 2022 Regulatory Recap - November at a glance.