Insight

Operational resilience and compliance in FS sector

Mini-Roundtable featured in Risk & Compliance Magazine

Brian Hart

Brian Hart

Principal, Financial Services Risk, Regulatory and Compliance Network Leader, KPMG US

+1 212-954-3093

In this mini-roundtable discussion with Risk & Compliance magazine, KPMG leaders discuss operational resilience and evolving compliance risks as they relate to the financial services (FS) sector. Topics discussed include:

  • The importance of effectively and proactively managing operational resilience risks
  • How COVID-19 affected the FS industry and the additional governance and oversight challenges the crisis created
  • To what extent regulators are increasing their focus on how FS firms approach operational resilience
  • Recent regulatory rules or guidance on operational resilience
  • Strategies FS firms can deploy to help them identify operational resilience risks and test their impact tolerance
  • The importance of scenario testing to manage risk related to third parties
  • Essential advice for FS firms on improving their operational resilience processes.

Contact us

Brian Hart

Brian Hart

Principal, Financial Services Risk, Regulatory and Compliance Network Leader, KPMG US

+1 212-954-3093
Greg Matthews

Greg Matthews

Partner, FS Regulatory & Compliance Risk , KPMG US

+1 212-954-7784
Charles A. Jacco

Charles A. Jacco

Principal, Cyber Security, KPMG US

+1 212-954-1949
Pierre Champigneulle

Pierre Champigneulle

Principal, Advisory, KPMG US

+1 212-872-3394
John Kemler

John Kemler

Advisory Managing Director, FS Regulatory & Compliance Risk, KPMG US

+1 212-872-5852