Insight

The future of trade surveillance

Mini-roundtable from Risk & Compliance magazine

Paul Fagone

Paul Fagone

Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US

+1 214-213-3560

Stefan Cooper

Stefan Cooper

Principal, Advisory, FS Regulatory &Compliance Risk, KPMG US

+1 267-256-1741

This article published in Risk & Compliance magazine discusses KPMG professionals point of view on the future of trade surveillance. The topics discussed include:

  • Significant trends and developments impacting financial trading
  • Key concerns for financial institutions around market manipulation and trading abuse
  • Systems used to source and monitor trading and market data
  • Challenges financial institutions face keeping pace with evolving regulations while continuing to operate business as usual
  • Emerging technologies for trader surveillance
  • Steps financial institutions can take to ensure the trade-related data their systems capture and analyze is accurate, auditable and validated
  • Technological innovations on the horizon.