Insight

Accelerate implementation of SEC rules with K-Agile

Save time and stay compliant as you prepare to meet the SEC’s November 1, 2021 deadline for security-based swaps dealers.

Eamonn Maguire

Eamonn Maguire

Managing Director, Financial Management, KPMG US

+1 646-489-2073

Michael Sullivan

Michael Sullivan

Principal, Advisory, FS Regulatory & Compliance Risk, KPMG US

+1 703-286-8000

Daniel Almeida

Daniel Almeida

Director Advisory, FS Regulatory & Compliance Risk, KPMG US

+1 404-222-1815

How is your bank preparing for the new SEC regulations for security-based swap dealers (SBSDs)? With stringent new rules, expanded obligations for CEOs and senior executives, and a November 1, 2021 deadline, there’s no room for error and no time to waste.

The KPMG Agile Rules Modeling Platform (K-Agile) tool can help you save time and minimize risks as you get ready to register. Read the paper below to learn how a phased approach can help keep your SBSD running smoothly and compliantly.