How is your bank preparing for the new SEC regulations for security-based swap dealers (SBSDs)? With stringent new rules, expanded obligations for CEOs and senior executives, and a November 1, 2021 deadline, there’s no room for error and no time to waste.
The KPMG Agile Rules Modeling Platform (K-Agile) tool can help you save time and minimize risks as you get ready to register. Read the paper below to learn how a phased approach can help keep your SBSD running smoothly and compliantly.
