Technology and AI in Capital Markets Surveillance
Technology and AI in Capital Markets Surveillance
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Technology and AI in capital markets surveillance

Point of View: Technology and AI in capital markets surveillance, as featured in Risk & Compliance Magazine

This question and answer article from Risk & Compliance Magazine provides KPMG’s viewpoint on important issues affecting trade surveillance, such as:

  • How firms are leveraging artificial intelligence (AI) and machine learning (ML) techniques to address common challenges capital markets firms face with respect to trade surveillance
  • How has the use of AI and ML techniques impacted the surveillance alert remediation workflow?
  • How have regulators and internal risk management professionals responded to the use of ML?