Insight

Technology and AI in capital markets surveillance

Point of View: Technology and AI in capital markets surveillance, as featured in Risk & Compliance Magazine

This question and answer article from Risk & Compliance Magazine provides KPMG’s viewpoint on important issues affecting trade surveillance, such as:

  • How firms are leveraging artificial intelligence (AI) and machine learning (ML) techniques to address common challenges capital markets firms face with respect to trade surveillance?
  • How has the use of AI and ML techniques impacted the surveillance alert remediation workflow?
  • How have regulators and internal risk management professionals responded to the use of ML?
Technology and AI in capital markets surveillance
Globally, regulators and risk management professionals are stressing the importance of interpretability and looking to the business to clearly demonstrate that they understand the trade-offs involved.