This question and answer article from Risk & Compliance Magazine provides KPMG’s viewpoint on important issues affecting trade surveillance, such as:
- How firms are leveraging artificial intelligence (AI) and machine learning (ML) techniques to address common challenges capital markets firms face with respect to trade surveillance?
- How has the use of AI and ML techniques impacted the surveillance alert remediation workflow?
- How have regulators and internal risk management professionals responded to the use of ML?