On June 23, 2020, the United States Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released a risk alert detailing their observations from examinations of investment advisors (Advisors) managing private funds.
Download a quick summary of OCIE’s observations along with insights from KPMG LLP’s (KPMG) Public Investment Management team of SEC alumni and AICPA task force leaders.
Summary of SEC OCIE risk alert on observations from examinations of investment advisers
