Remote working: Challenges for financial advisor supervision

Social distancing presents unique challenges for financial advisor supervision

Brian Hart

Brian Hart

Principal, Financial Services Risk, Regulatory and Compliance Network Leader, KPMG US

+1 212-954-3093

In the midst of the COVID-19 pandemic, financial institutions are working to balance market pursuits with effective risk management.   Opportunities exist to provide support to supervisors and improve resilience in the new environment.

Download this paper to learn how your firm can ensure that the Supervisory Framework is effective in a remote and volatile environment.