KPMG has extensive global experience advising broker-dealers and investment banks in assessing and testing non-financial regulatory reporting risk
KPMG is a leader in NFRR assessments and testing and has global teams working collaboratively and cohesively to assist our clients and their needs. We have the tools and accelerators that are proven to quickly assess completeness and accuracy of reporting, and the governance and control frameworks necessary to assess and maintain sustainable programs.
KPMG can help identify and address reporting risks before they become costly problems. We use proprietary tools to help our clients identify trades, transactions, and positions that have potentially gone unreported or have been reported incorrectly. We can also assess the effectiveness of a firm’s internal controls and oversight processes in order to identify potential gaps and opportunities for improvement. This allows us to help firms trading in the capital markets achieve an approach to regulatory reporting by developing a more comprehensive target operating model and improving overall data management and controls.