Controlling regulatory and compliance risk

KPMG’s asset management regulatory risk practice

Managing regulatory risk and anticipating future changes to the regulatory landscape impact far more than just your firm’s compliance department; virtually every area of your firm―operations to sales to payroll to IT―is affected.

Establishing a compliance program for asset management firms that is appropriately designed and operates effectively in light of ever-increasing regulations and regulatory scrutiny is challenging.  At a minimum, it requires creating and implementing comprehensive, written policies and procedures, ongoing monitoring, and control testing.

KPMG’s asset management regulatory risk practice is built upon the skill, experience, and commitment of our professionals, our technology and innovation capabilities, and our deep knowledge of the financial services industry. The depth and breadth of our services enables us to offer you a holistic response to regulatory issues. Here are five reasons why asset management companies choose KPMG:

  1. Deep experience in asset management
  2. Depth and breadth of services
  3. Integrated implementation approach
  4. Global strength and capabilities
  5. Outstanding team leadership by senior professionals

Our goal is to help our clients meet the challenges of today while preparing for the growth of tomorrow.

Controlling regulatory and compliance risk
KPMG can help asset management firms control regulatory and compliance risks.