Regulatory and compliance transformation library

November/December 2022

August/September 2022

CCO perspectives on the role of Compliance in facilitating an ethics-focused culture

Sharing client perspectives on compliance imperatives

Strengthening compliance effectiveness metrics

Dynamically managing regulatory change

Priorities for driving more efficient and effective policies and policy management

Prioritizing consumer protection in innovation to prepare for regulatory change

ESG-related risks are evolving from “emerging” risks to foundational factors that must be considered across core risk areas

Financial services risk across business imperatives

Regulatory and legislative focus on antitrust compliance is growing

Financial Action Task Force published its Best Practices on Beneficial Ownership for Legal Persons

Ongoing public policy attention to innovative technologies and data

Standards for risk monitoring.

Continued attention on effective compliance programs.

FATF has adopted international standards that would “level the playing field” for virtual asset service providers.

Heightened attention to effective compliance programs.

Continued focus on effective compliance programs.

Highlighting public policy attention to rising expectations for consumer data privacy protections.

The future of monitoring and testing